Compliance Officer, Asia Pacific Trading

Who you are

You are a solution-oriented compliance officer with experience in the financial services sector, particularly in trading environments. You have a strong understanding of compliance regulations and the ability to provide real-time advice to investment professionals. Your proactive nature allows you to effectively monitor compliance and adapt to regulatory changes. You are skilled in conducting trade monitoring and due diligence reviews, ensuring that all activities align with firm policies and regulatory requirements. You possess excellent communication skills, enabling you to deliver compliance training and collaborate with various teams across the organization. You are committed to continuous learning and growth within the compliance field, seeking mentorship and opportunities for advancement.

What you'll do

In this role, you will help enforce compliance monitoring programs, conducting trade monitoring and due diligence reviews to ensure adherence to regulations. You will handle compliance regulatory reporting for the Asia-Pacific region, providing timely support regarding trading restrictions and approvals. Your responsibilities will include tracking pertinent regulatory changes, assessing their impact on business operations, and amending procedures as necessary. You will provide proactive advice on relevant regulatory and firm policy requirements, ensuring that all employees are well-informed through periodic compliance training. Additionally, you will review and draft documentation, applications, regulatory filings, and reports, contributing to the overall effectiveness of the compliance team. You will also assist with ad-hoc legal and compliance tasks and projects, including technology enhancements that improve compliance processes.

What we offer

At Point72, you will be part of an industry-leading compliance team that plays a crucial role in supporting global investment and trading activities. We provide a collaborative environment where you can grow your career and develop your skills. You will have access to mentorship from experienced compliance professionals and opportunities for professional development. Our commitment to your long-term growth is reflected in our supportive culture, where we encourage you to take on new challenges and expand your expertise in compliance. Join us to make a significant impact in the compliance landscape of the financial services industry.