Director, Technology Exam and Audit Management

Who you are

You have extensive experience in regulatory compliance within the financial sector, particularly in technology and cybersecurity. Your background includes navigating complex regulatory environments and building strong relationships with regulators and auditors. You understand the intricacies of prudential standards and have successfully managed compliance initiatives in large financial institutions.

You possess a deep understanding of technology systems and their regulatory implications, allowing you to effectively communicate with both technical teams and regulatory bodies. Your leadership skills enable you to coordinate cross-functional teams to ensure compliance with regulatory requirements.

You are adept at analyzing regulatory changes and their impact on technology operations, ensuring that your organization remains compliant while also driving innovation. Your strategic mindset allows you to anticipate regulatory challenges and proactively address them.

You have a proven track record of leading teams through audits and examinations, ensuring that all necessary documentation and responses are prepared accurately and timely. Your ability to mentor and guide team members in compliance matters is a key strength.

Desirable

Experience in a rapidly evolving financial services environment is a plus, as is familiarity with emerging technologies and their regulatory considerations. A strong network within regulatory agencies can enhance your effectiveness in this role.

What you'll do

In this role, you will lead the technology exam and audit management function at SoFi, serving as the primary regulatory liaison for all technology and cybersecurity matters. You will coordinate regulatory inquiries and responses, ensuring that all interactions are handled professionally and efficiently. Your expertise will be critical in navigating heightened prudential standards as the organization scales.

You will work closely with internal technology leaders to ensure that compliance requirements are integrated into technology operations. This includes developing and implementing policies and procedures that align with regulatory expectations. You will also be responsible for preparing for and managing audits, ensuring that all necessary documentation is in place and that your team is well-prepared.

Your role will involve analyzing regulatory changes and assessing their impact on SoFi's technology landscape. You will provide guidance to senior leadership on compliance risks and opportunities, helping to shape the organization's approach to regulatory compliance.

You will mentor and develop your team, fostering a culture of compliance and continuous improvement. Your leadership will be essential in building credibility with regulators and ensuring that SoFi maintains a strong compliance posture.

What we offer

At SoFi, you will be part of a mission-driven organization that is transforming the financial services industry. We offer competitive compensation and benefits, along with opportunities for professional growth and development. You will work in a collaborative environment where your contributions directly impact the lives of our members. Join us in shaping a brighter financial future.