AML Compliance Senior Specialist

Who you are

You have a strong background in AML compliance, with a focus on conducting thorough investigations and ensuring adherence to the Bank Secrecy Act and the USA PATRIOT Act. Your analytical skills allow you to evaluate alerts and cases generated from transaction monitoring systems effectively. You are detail-oriented and capable of documenting your findings clearly and concisely within case management systems. You understand the importance of filing Suspicious Activity Reports (SARs) when warranted and are committed to maintaining compliance standards.

You thrive in a collaborative environment, working closely with other compliance professionals to share insights and best practices. Your ability to communicate complex compliance issues to various stakeholders is a key strength. You are proactive in identifying potential risks and recommending improvements to existing processes. You are dedicated to continuous learning and staying updated on regulatory changes that impact AML compliance.

Desirable

Experience with case management systems and transaction monitoring tools is a plus. Familiarity with financial regulations and compliance frameworks will enhance your effectiveness in this role. You may also have certifications related to AML compliance, which would further demonstrate your commitment to the field.

What you'll do

As an AML Compliance Senior Specialist at SoFi, you will be responsible for conducting independent reviews of potential suspicious activities. You will analyze alerts generated from both manual and automated transaction monitoring systems to determine their relevance and risk level. Your investigations will support the decision-making process regarding SAR filings, ensuring that all determinations are well-supported and documented.

You will conduct Continuing Activity Reviews based on previously filed SARs, assessing whether ongoing activities warrant further investigation. Your role will involve collaborating with other compliance team members to share findings and develop strategies for improving compliance processes. You will also participate in training sessions to enhance the team's understanding of AML regulations and best practices.

Your work will directly contribute to SoFi's mission of providing innovative financial services while maintaining the highest compliance standards. You will play a crucial role in safeguarding the organization against financial crimes and ensuring that our operations align with regulatory requirements.

What we offer

At SoFi, we are committed to fostering a supportive and inclusive work environment. We offer competitive compensation packages and opportunities for professional growth. You will have access to resources that support your career development and help you stay at the forefront of compliance practices. Join us in shaping the future of personal finance while making a meaningful impact in the financial services industry.