Automated investing for confident financial futures
Betterment is the largest independent digital investment advisor in the U.S., providing automated investing and financial planning services through its app-based platform. Headquartered in Chelsea, New York, Betterment has raised $335 million in funding and serves over 700,000 customers, offering pe...
Betterment offers a 401(k) match, equity grants, and comprehensive medical, dental, and vision coverage. Employees enjoy a robust parental leave polic...
Betterment fosters a data-driven culture that emphasizes innovation in fintech and personalized financial guidance. The company supports employee conn...
Betterment • Betterment HQ - New York City
Betterment is seeking a Senior Manager of Broker-Dealer Financial Operations & Controls to oversee financial and operational aspects of their broker-dealer business. You'll ensure compliance with industry regulations and optimize operational processes. This role is based in New York City with a hybrid work model.
You have extensive experience in financial operations, particularly within the broker-dealer space, and understand the complexities of managing compliance with FINRA and SEC regulations. Your background includes overseeing financial reporting and internal controls, ensuring accuracy and adherence to industry standards. You excel in cross-functional collaboration, working closely with various departments to enhance operational efficiency and automate processes. You are adept at managing relationships with third parties, including auditors and banking institutions, and have a proven track record of safeguarding significant assets.
As the Senior Manager of Broker-Dealer Financial Operations and Controls, you will lead the operations of Betterment’s broker-dealer entity, which manages over $65B in assets for more than one million customers. Your role will involve overseeing firm-level dividend and corporate action processing, as well as conducting reconciliations to maintain financial integrity. You will design and implement internal controls to ensure compliance with regulatory requirements, while also optimizing operational processes to support the company's growth. Collaborating with various teams, you will drive initiatives to improve and automate workflows, enhancing overall efficiency and effectiveness.
Betterment offers a dynamic work environment where you can make a significant impact on the financial wellness of our customers. You will be part of a mission-driven team that empowers individuals to build wealth with confidence. The position is based in our New York City headquarters, with a hybrid work model allowing for flexibility. We provide competitive compensation and benefits, fostering a culture of collaboration and innovation.
Apply now or save it for later. Get alerts for similar jobs at Betterment.
